R-0
Firm Snapshot & Benchmark Score
Where does my firm stand across all 22 dimensions versus matched peers?
Your percentile rank across all modules in one screen. Updated as new firms contribute. The starting point for every Omnex session.
C-1
Advisor Sentiment Index
How are WM firm leaders reading the market right now — and is confidence improving or falling?
Quarterly composite of business trajectory confidence, regulatory pressure, and competitive anxiety across hundreds of firms. A leading indicator that shows up in Omnex months before it appears in financial results.
C-2
Market Intelligence Hub
What are hundreds of WM firms most worried about — and what's the one thing they'd fix?
Aggregated signals from the contributor base, filtered by firm type and AUM band. The unfiltered voice of the RIA market — what's creating pressure, what's working, where the gaps are.
R-1
Firm Profile & Scale
How does my firm's headcount, advisor count, and revenue structure compare to matched peers?
Headcount ratios, advisor count vs. AUM, support staff ratios, revenue growth trajectory. The foundational operational benchmark for your firm type.
R-2
Compliance & Regulatory
Is my compliance spend normal — or am I overpaying for what comparable firms get?
Compliance cost as % of revenue, automation level by burden area, AI governance policy adoption, and exam readiness — all matched to your compliance model and AUM tier.
R-3
Technology Stack
Which CRM, portfolio management, and planning platforms are RIA firms consolidating around — and which are at risk?
Platform penetration, mandated vs. self-selected adoption, ROI satisfaction, and replacement intent by segment. See which vendors are gaining and which are being replaced before the market shifts.
R-4
AI & Automation Adoption
What AI functions are RIA firms actually automating — and how far behind is my firm?
12 specific AI use cases tracked live — client communication, compliance review, portfolio rebalancing, reporting, prospecting. Real adoption rates from contributing firms. Your position vs. the market on each dimension.
R-5
Staffing & Succession
What are comparable firms paying advisors — and what succession structures are they actually using?
Staffing ratios, hardest roles to fill, equity incentive adoption, succession plan stage distribution, structure types (internal buyout, PE acquisition, external sale, platform transfer), and valuation awareness — segmented by firm type and AUM.
R-6
Revenue Strategy
Is fee compression real — and are comparable firms raising fees, restructuring, or getting squeezed?
AUM fee rates, non-AUM revenue mix, fee changes over 24 months, revenue concentration risk, and minimum-raising behavior — by AUM tier and model. Shows where the market is proactively responding vs. being reactive.
R-7
Investment & Product
Are clients actually asking for alternatives, direct indexing, and overlays — or is this market noise?
Adoption rates for alternatives, direct indexing SMAs, options overlays, ESG, and systematic tax-loss harvesting — mapped to actual client demand signals vs. what firms offer. Unmet demand tracked live.
R-8
Client Behavior & Acquisition
How are comparable firms growing — and what client demands are shifting most right now?
Net new client growth, referral dependency, COI network formality, onboarding duration, portal engagement, and demand shifts driving client decisions — segmented by firm type. Real acquisition efficiency data.
R-9
Generational Transfer
How much of my AUM is at risk if clients over 65 pass wealth to heirs who aren't engaged with my firm?
AUM concentration in clients over 65, heir relationship penetration rates, next-gen engagement approaches, and scenario projections showing AUM trajectory under proactive vs. passive strategies.
R-10
Macro Sensitivity
How are comparable WM firms positioning client portfolios in the current rate environment?
Defensive vs. offensive positioning, interest rate client impact, economic confidence, and the macro scenarios WM firm leaders are most concerned about — tracked quarterly across all firm types.
R-11
Strategic Outlook
What are comparable WM firms prioritizing over the next 12 months — and how confident are they?
12-month priority rankings, risk matrix across five business threats, 5-year confidence distribution, and ownership change intentions — by firm type and AUM band.
R-2b
Cybersecurity & Vendor Risk
What level of cybersecurity program do comparable RIA firms have — and are we meeting the SEC standard?
Program maturity, reportable incident rates, vendor risk assessment practices, and SEC compliance rates by firm type. Know whether your cybersecurity posture is standard or outlier.
CO-1
Compliance Operator Profile
How does my compliance practice compare to other operators of the same type and scale?
Structural benchmarks for compliance operators — client firm count, AUM range served, staffing, revenue model, credentials, and tech stack. Matched by operator type.
CO-2
Regulatory Workload
How often are compliance operators being examined — and how many findings are typical for firms they serve?
Exam frequency, finding rates, open item counts, prep hours, and burden severity by area. Updated live each quarter. The only source tracking this across compliance operator types at scale.
CO-3
Policy Infrastructure
How mature is my WSP, supervision evidence, and policy documentation vs. other compliance operators?
Policy maturity across 7 compliance domains — WSP currency, supervision evidence, marketing review, cybersecurity, AI governance, vendor due diligence, and delegation. With market average and operator-type benchmarks.
CO-4
AI Risk Governance
How are compliance functions governing AI tools — and what's the gap between what CCOs report vs. what's documented?
AI governance maturity across 5 dimensions for all compliance operator types. Cross-sample comparison with advisor-side AI posture — reveals whether gaps signal a communication failure or a policy failure.
CO-5
Practice Economics
What are independent CCO operators charging — and is the compliance delivery market growing or consolidating?
Revenue per client firm, capacity utilization, client loss reasons, market trajectory, and compensation benchmarks for compliance staff across all operator types.
CO-6
Marketing & Reg BI
How much marketing review volume are compliance operators handling — and how are firms meeting Reg BI obligations?
Monthly review volume, turnaround SLA distribution, Reg BI documentation burden, AI-assisted review adoption, and off-channel monitoring status — by operator type.